Support Bank through a Clearing Firm Conversion
Challenge
A Bank needed help with technology integration and operational transition support to seamlessly move to a new clearing firm.
How we helped
- Program managed the brokerage conversion including technology integrations, conversion of accounts, and overall change management for advisor and home office experiences over an 18+ month period
- Collaborated with two Fintechs on solution design for end investor digital account opening and advisor account servicing leveraging new custodian’s integrations.
- Provided detailed analysis on conversion data discrepancies and resolution
- Implemented end investor trading on the new custodian platform